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William Anthony Fontes

Susquehanna Financial Group, Lllp

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About William Anthony Fontes

William Anthony Fontes is a registered representative with Susquehanna Financial Group, Lllp and Global Execution Brokers, LP. William Fontes has been in the industry since April 6, 2003. William Fontes holds the Series 7, Series 55, Series 79, Series 57TO, and Series 63 licenses. William Fontes is registered in New York.

Firm Information

William Fontes is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Fontes’s Registration & Firm History

NY

11/23/2016 - Present

Susquehanna Financial Group, Lllp (NEW YORK NY)

FL

03/12/2014 - 08/12/2015

WALLACHBETH CAPITAL LLC (BOCA RATON FL)

NY

11/16/2011 - 03/11/2014

COWEN AND COMPANY (NEW YORK NY)

NY

04/10/2008 - 09/30/2011

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/14/2008 - 04/10/2008

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

11/08/2001 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/23/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/01/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/06/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Anthony Fontes.
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