Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony Fiorica is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pittsford, NY. William Anthony Fiorica has been working in the financial industry since 2016 and has held previous positions with Citizens Securities, Inc. and AXA Advisors, LLC. William Anthony Fiorica has a Series 7, Series 63, and Series 65 license. William Anthony Fiorica is also registered in several states, including New York, Texas, Arizona, Florida, Kentucky, and Pennsylvania. William Anthony Fiorica specializes in providing financial advice to individuals and businesses, including portfolio management, financial planning, pension consulting, and educational seminars. William Anthony Fiorica is also actively involved in the community and is a member of several professional organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/20/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSFORD NY)
NY
11/20/2019 - 07/12/2022
CITIZENS SECURITIES, INC. (ROCHESTER NY)
NY
06/22/2016 - 11/14/2019
AXA ADVISORS, LLC (ROCHESTER NY)
IA
Issued 08/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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