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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Andrew Wing has been in the financial services industry since 1999. William is currently registered with Wells Fargo Clearing Services, LLC in Alabama and Texas. William previously held positions at UBS Financial Services Inc., RBC Capital Markets, LLC and Wells Fargo Advisors, LLC. William has passed both the Series 7 and Series 63 exams and holds a Series 65 license. William has experience working with high net worth individuals, corporations, charitable organizations, and pension plans. William also owns and operates several businesses including a software development company and a marketing consulting company. William is a registered representative of Wells Fargo Clearing Services, LLC, a registered broker-dealer and a member of FINRA/SIPC, and an investment advisor representative of Wells Fargo Advisors, LLC, a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/18/2021 - Present
Wells Fargo Clearing Services, LLC (MOBILE AL)
LA
05/08/2014 - 09/02/2021
UBS FINANCIAL SERVICES INC. (NEW ORLEANS LA)
AL
06/09/2009 - 05/22/2014
RBC CAPITAL MARKETS, LLC (MOBILE AL)
AL
07/01/2003 - 06/10/2009
WELLS FARGO ADVISORS, LLC (MOBILE AL)
NY
06/29/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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