Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Andrew Palley is a financial advisor who has been in the industry since June 23, 2021. William Palley is currently registered with Fidelity Brokerage Services LLC. William Palley holds a Series 63, 7TO, 9, 10, and SIE licenses. William Palley is licensed to sell securities in 53 states, including Alabama, Alaska, Arizona, and Arkansas. Prior to joining Fidelity Brokerage Services LLC, William Palley was employed by NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
10/15/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NJ
03/08/2021 - 06/28/2021
NYLIFE SECURITIES LLC (SADDLE BROOK NJ)
BC
Issued 11/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/17/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure William Palley is the right advisor for you? Invested Better is here to help.
