Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Merritt is a financial professional with over 20 years of experience in the financial services industry. William is registered with Wells Fargo Clearing Services, LLC and is licensed in 53 states and 2 U.S. Territories. William has been a registered representative with Wells Fargo Clearing Services, LLC since February 2022, and previously worked for Fifth Third Securities, INC. and Wachovia Capital Markets, LLC. William has extensive experience in investment banking, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/02/2022 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
11/16/2019 - 11/25/2020
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
10/13/2003 - 04/25/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
FL
11/14/2002 - 06/03/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
02/13/2001 - 02/20/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 05/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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