Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Andrew Martin is a financial advisor with Robert W. Baird & Co. Inc. based in Charlotte, NC. William has over 20 years of experience in the financial services industry, working for various firms including Wachovia Securities, LLC, Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William has passed the Series 7, Series 63, Series 79TO, and SIE exams. William is registered with the state of North Carolina and South Carolina. William's current firm, Robert W. Baird & Co. Inc. is a full-service financial firm with assets under management between $1 billion and $10 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
01/22/2009 - Present
Robert W. Baird & Co. Inc. (CHARLOTTE NC)
NC
07/01/2003 - 01/15/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
06/23/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/10/2001 - 06/03/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/16/1995 - 07/21/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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