Unclaimed
William Johnstone is a financial advisor with Nylife Securities LLC, based in Greenville, SC. William has been in the financial industry since 2002. William is registered with the state of South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
06/09/2020 - Present
Nylife Securities LLC (GREENVILLE SC)
SC
03/25/2017 - 02/07/2020
MML INVESTORS SERVICES, LLC (CHARLESTON SC)
SC
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLESTON SC)
SC
01/25/2010 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLESTON SC)
SC
06/13/2005 - 02/14/2007
FIRST ALLIED SECURITIES, INC. (CHARLESTON SC)
CA
11/22/2002 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
02/03/1999 - 11/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/03/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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