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William Andrew Johnstone

Nylife Securities LLC

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About William Andrew Johnstone

William Johnstone is a financial advisor with Nylife Securities LLC, based in Greenville, SC. William has been in the financial industry since 2002. William is registered with the state of South Carolina.

Firm Information

William Johnstone is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Johnstone’s Registration & Firm History

SC

06/09/2020 - Present

Nylife Securities LLC (GREENVILLE SC)

SC

03/25/2017 - 02/07/2020

MML INVESTORS SERVICES, LLC (CHARLESTON SC)

SC

01/02/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (CHARLESTON SC)

SC

01/25/2010 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLESTON SC)

SC

06/13/2005 - 02/14/2007

FIRST ALLIED SECURITIES, INC. (CHARLESTON SC)

CA

11/22/2002 - 06/13/2005

ROUND HILL SECURITIES, INC. (ALAMO CA)

NY

02/03/1999 - 11/27/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 06/03/2010

Series 66 - Uniform Combined State Law Examination

IA

Issued 04/12/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/14/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for William Andrew Johnstone. Review regulatory record here.
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