Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Andrew Griggs has been in the financial services industry since July 1983. William Griggs is currently registered with Equitable Advisors, LLC and is licensed in 23 states. William Griggs's areas of expertise include Financial Planning, Portfolio Management for Individuals, and Portfolio Management for Businesses. William Griggs is also registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 6, and Series 63 securities license. William Griggs is also licensed as an Investment Advisor Representative (IAR) and holds a Series 65 license. William Griggs has a long history of providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
10/03/2014 - Present
Equitable Advisors, LLC (TWIN LAKES WI)
NY
07/19/1983 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 07/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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