Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carrington is a financial advisor with over 9 years of experience in the industry. William is currently registered with Franklin Distributors, LLC and is licensed to provide securities and advisory services in all 50 states. William has held previous positions with Franklin Templeton Financial Services Corp. William has successfully passed the Series 63, 65, 7, 3, SIE and 2 exams. William is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/25/2021 - Present
Franklin Distributors, LLC (St. Petersburg FL)
CA
04/09/2014 - 11/16/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2017
Series 3 - National Commodity Futures Examination
BC
Issued 04/08/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1996
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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