Unclaimed
William Andrew Baris is a financial advisor with over 7 years of experience in the industry. He is currently registered with Cova Capital Partners LLC and holds a Series 7, Series 63, and SIE license. William has previously worked with a number of other firms including Network 1 Financial Securities Inc., Joseph Stone Capital L.L.C., Allied Millennial Partners, LLC, Arive Capital Markets, First Standard Financial Company LLC, and Rockwell Global Capital LLC. William is registered in 15 states including Arizona, California, Connecticut, Idaho, Indiana, Iowa, Louisiana, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2022 - Present
Cova Capital Partners LLC (SYOSSET NY)
NY
05/15/2020 - 06/25/2020
NETWORK 1 FINANCIAL SECURITIES INC. (SYOSSET NY)
NY
06/03/2019 - 01/10/2020
JOSEPH STONE CAPITAL L.L.C. (MINEOLA NY)
NY
11/01/2018 - 07/08/2019
ALLIED MILLENNIAL PARTNERS, LLC (NEW YORK NY)
NY
03/30/2018 - 11/02/2018
ARIVE CAPITAL MARKETS (Coram NY)
NY
11/19/2015 - 04/27/2018
FIRST STANDARD FINANCIAL COMPANY LLC (Garden City NY)
NY
05/15/2013 - 10/16/2015
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
BC
Issued 06/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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