Unclaimed
William Anderson Harig is a financial advisor with over 20 years of experience in the industry. William is currently registered as an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. William has held several previous positions with firms such as Horace Mann Investors, Inc., Citizens Securities, Inc., Commonwealth Financial Network, and Fidelity Investments Institutional Services Company, Inc. William's professional experience includes a focus on providing financial planning and portfolio management services to individuals and businesses. William is also registered as an investment advisor representative in several states, including Connecticut, Florida, Massachusetts, New Jersey, New York and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
RI
05/03/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PROVIDENCE RI)
RI
04/20/2021 - 01/19/2023
HORACE MANN INVESTORS, INC. (East Greenwich RI)
RI
06/01/2018 - 02/15/2021
HORACE MANN INVESTORS, INC. (East Greenwich RI)
MA
10/03/2014 - 05/01/2018
CITIZENS SECURITIES, INC. (FRANKLIN MA)
RI
04/01/2013 - 09/29/2014
COMMONWEALTH FINANCIAL NETWORK (GREENVILLE RI)
RI
04/17/2000 - 07/05/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
04/26/1999 - 04/03/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MD
07/09/1996 - 05/04/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
11/07/1995 - 05/30/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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