Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ambrose Kelly is a financial advisor with over 30 years of experience in the financial services industry. William has held various positions at prominent firms such as Lehman Brothers Inc., Smith Barney Inc., and A.G. Edwards & Sons, Inc. William currently works with LPL Financial LLC and has extensive experience in providing investment advice to individual and institutional clients. William is licensed to conduct business in multiple states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
03/28/2013 - Present
LPL Financial LLC (PARKER CO)
CO
01/01/2008 - 03/11/2008
WACHOVIA SECURITIES, LLC (COLORADO SPRINGS CO)
CO
04/16/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (COLORADO SPRINGS CO)
NY
07/31/1993 - 04/22/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
05/02/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/20/1988 - 05/15/1989
MONY SECURITIES CORP.
NA
09/20/1988 - 05/15/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
NA
12/11/1987 - 12/31/1988
FSC SECURITIES CORPORATION
NA
02/19/1986 - 12/21/1987
BUCHANAN & CO., INC.
IA
Issued 07/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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