Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ambrose Dipenice is an active Registered Representative in the State of New York, licensed to conduct business with the firm R. F. Lafferty & Co., Inc. William has been in the industry since 1982 and holds Series 6, 7, 26, 63, and 66 licenses. Prior to joining R. F. Lafferty & Co., Inc., William was employed by Wells Fargo Advisors, LLC, Chase Investment Services Corp., MetLife Securities Inc., Metropolitan Life Insurance Company, Terra Securities Corporation, Capital Brokerage Corporation, Quick & Reilly, Inc., HSBC Brokerage (USA) Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and Cigna Securities, Inc. William provides financial services to individuals and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/25/2016 - Present
R. F. Lafferty & CO., Inc. (IRVINGTON NY)
NY
06/26/2012 - 07/13/2016
WELLS FARGO ADVISORS, LLC (YONKERS NY)
NY
06/22/2006 - 06/27/2012
CHASE INVESTMENT SERVICES CORP. (MOUNT VERNON NY)
NY
12/10/2004 - 06/23/2006
METLIFE SECURITIES INC. (PEARL RIVER NY)
NY
12/10/2004 - 06/23/2006
METROPOLITAN LIFE INSURANCE COMPANY (PEARL RIVER NY)
IL
01/01/2004 - 11/29/2004
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
VA
06/23/2003 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
12/10/2002 - 06/04/2003
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/27/1995 - 12/16/2002
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
09/22/1993 - 03/17/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/22/1993 - 03/17/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
PA
02/19/1993 - 09/24/1993
CIGNA SECURITIES, INC. (RADNOR PA)
MA
04/20/1982 - 03/11/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/20/1982 - 03/11/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 10/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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