Unclaimed
William Alphonso Trye is a registered representative with Fidelity Brokerage Services LLC. William has been in the securities industry since January 21, 2011. William is registered in 53 states, plus the District of Columbia, Puerto Rico and the Virgin Islands. William has passed the Series 63, Series 7, Series 9, Series 10 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/21/2011 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 01/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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