Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam O'Brien is a financial professional with over 16 years of experience in the securities industry. William is currently registered with GWN Securities Inc. and holds various licenses and certifications including Series 6, Series 63, Series 26, Series 51 and SIE. William has a long history of working in the financial services industry, including previous roles at MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, and First Investors Corporation. William is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
07/06/2020 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
NJ
03/25/2017 - 07/02/2020
MML INVESTORS SERVICES, LLC (PRINCETON NJ)
NJ
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (PRINCETON NJ)
NJ
04/08/2010 - 01/02/2015
NEW ENGLAND SECURITIES (PRINCETON NJ)
PA
08/16/2004 - 03/25/2010
FIRST INVESTORS CORPORATION (CONSHOHOCKEN PA)
IA
Issued 03/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/22/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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