Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Allen Winget is an advisor with over 37 years of experience in the financial services industry. William is registered with LPL Financial LLC in North Carolina and Texas. William previously worked at WELLS FARGO CLEARING SERVICES, LLC and MORGAN STANLEY DW INC. William is a Series 7, Series 24, Series 63 and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
11/10/2021 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
12/16/2005 - 11/15/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NY
01/26/1990 - 12/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/26/1988 - 02/14/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/21/1987 - 09/28/1988
THE ROBINSON-HUMPHREY COMPANY INC.
NA
05/30/1984 - 07/18/1987
MARION BASS SECURITIES CORPORATION
IA
Issued 09/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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