linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Allen Webb

Rivernorth Capital Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Allen Webb

William Allen Webb, Jr. is a Registered Representative (RR) with Rivernorth Capital Management, LLC. William has 21 years of experience in the securities industry. Prior to joining Rivernorth, William held positions at Deutsche Bank Securities Inc., PrimeVest Financial Services, Inc., ADM Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is a Chartered Financial Analyst (CFA) and holds the Series 3, 7, and 66 licenses. William Allen Webb, Jr. is registered with FINRA as an RR and with the State of Illinois as an Investment Advisor Representative (IAR).

Firm Information

William Webb is currently registered with Rivernorth Capital Management, LLC. Rivernorth Capital Management, LLC is an investment advisor headquartered in West Palm Beach, FL. The firm provides portfolio management for businesses, investment companies, and pooled investment vehicles. They have a total of 30 clients, with $6,811,694,579 in regulatory assets under management.
Rivernorth Capital Management, LLC

360 S. ROSEMARY AVE

WEST PALM BEACH, FL 33401

$6.81B

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Webb’s Registration & Firm History

FL

12/10/2012 - Present

Rivernorth Capital Management, LLC (WEST PALM BEACH FL)

GA

10/17/2008 - 05/27/2010

DEUTSCHE BANK SECURITIES INC. (ATLANTA GA)

MN

05/16/1997 - 06/12/1998

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

IL

01/30/1996 - 12/11/1996

ADM SECURITIES, INC. (CHICAGO IL)

NY

01/14/1994 - 01/29/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if William Allen Webb is right for you?

Licenses & Designations

BC

Issued 10/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/02/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2008

Series 7 - General Securities Representative Examination

BC

Issued 06/09/1993

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Allen Webb.
Not sure if William Allen Webb is right for you?