Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pritchard is a financial advisor with Stifel, Nicolaus & Company, Inc. in La Crosse, WI. William has over 20 years of experience in the financial services industry. He is a registered representative in Wisconsin and Texas. William is also an Investment Advisor Representative. William specializes in retirement planning, investment management, and insurance. He is committed to helping his clients achieve their financial goals. William is a member of Rotary International District 6250.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (LA CROSSE WI)
WI
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (LACROSSE WI)
WI
10/29/1997 - 08/12/2006
PIPER JAFFRAY & CO. (LACROSSE WI)
IA
Issued 11/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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