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William Allen Johnston

Stephens

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About William Allen Johnston

William Allen Johnston is a financial professional with over 28 years of experience in the industry. William Johnston currently works for Stephens in their Atlanta, GA branch office. Prior to joining Stephens, William Johnston worked for Raymond James & Associates, Inc., Banc of America Securities LLC and Wachovia Securities, Inc. William Johnston is a Series 50, 52, 53, 54, 63 and SIE licensed professional. William Johnston is licensed in Arkansas, Georgia and South Carolina.

Firm Information

William Johnston is currently registered with Stephens. Stephens is a Corporation headquartered in LITTLE ROCK, AR, United States. Founded in 1987, the firm provides a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. Stephens has a strong track record of success with over $14.7 billion in regulatory assets under management and a diverse client base. The firm also operates a wrap fee program and has a strong presence across the United States.
Stephens

111 CENTER ST

LITTLE ROCK, AR 72201

$14.78B

Assets Under Management

180

Total Clients

495

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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William Johnston’s Registration & Firm History

GA

05/10/2012 - Present

Stephens (ATLANTA GA)

GA

05/21/2008 - 04/04/2012

RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)

GA

01/05/2001 - 02/20/2008

BANC OF AMERICA SECURITIES LLC (ATLANTA GA)

NC

01/20/1993 - 10/31/2000

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 04/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 11/13/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/15/1993

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Allen Johnston.
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