Unclaimed
William Allen Johnston is a financial professional with over 28 years of experience in the industry. William Johnston currently works for Stephens in their Atlanta, GA branch office. Prior to joining Stephens, William Johnston worked for Raymond James & Associates, Inc., Banc of America Securities LLC and Wachovia Securities, Inc. William Johnston is a Series 50, 52, 53, 54, 63 and SIE licensed professional. William Johnston is licensed in Arkansas, Georgia and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
05/10/2012 - Present
Stephens (ATLANTA GA)
GA
05/21/2008 - 04/04/2012
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
GA
01/05/2001 - 02/20/2008
BANC OF AMERICA SECURITIES LLC (ATLANTA GA)
NC
01/20/1993 - 10/31/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 04/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 11/13/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/15/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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