Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barton is a financial professional with over 19 years of experience in the financial services industry. William has held positions at various firms including Hilltop Securities Inc., Hilltop Securities Independent Network Inc., MSI Financial Services, Inc., MetLife Investors Distribution Company, New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., SWBC Investment Services, LLC, NFP Securities, Inc., and Investment Professionals, Inc. William is currently registered with Cambridge Investment Research Advisors, Inc. and is licensed to provide investment advice in Arkansas, Iowa, and Texas. William is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AR
06/09/2020 - Present
Cambridge Investment Research Advisors, Inc. (Benton AR)
TX
01/09/2017 - 06/10/2020
HILLTOP SECURITIES INC. (DALLAS TX)
TX
01/09/2017 - 06/10/2020
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DALLAS TX)
MA
10/31/2011 - 12/13/2016
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
NY
10/31/2011 - 07/05/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
10/31/2011 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
10/31/2011 - 09/04/2013
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
10/31/2011 - 09/04/2013
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
TX
08/02/2007 - 11/03/2011
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
06/15/2006 - 08/02/2007
NFP SECURITIES, INC. (AUSTIN TX)
TX
08/04/2004 - 05/11/2006
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
BOTH
Issued 05/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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