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William Allan Desanto

UBS Asset Management (us) Inc.

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About William Allan Desanto

William Allan Desanto is an active broker-dealer registered with UBS Asset Management (us) Inc. William has been in the industry since 2003. William has been a registered representative of UBS Asset Management (us) Inc. since 2015. William's previous experience includes Charles Schwab & Co., Inc., Eagle Fund Distributors, Inc., Seligman Advisors, Inc., First Fund Distributors, Inc., and Smith Barney Inc. William holds the following licenses: Series 3, Series 7, Series 24, Series 63, and Series 65. William is registered in 53 states.

Firm Information

William Desanto is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Desanto’s Registration & Firm History

NY

08/12/2015 - Present

UBS Asset Management (us) Inc. (New York NY)

NY

09/25/2013 - 01/14/2015

CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)

FL

12/10/2008 - 06/09/2011

EAGLE FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)

NY

01/25/2001 - 11/13/2008

SELIGMAN ADVISORS, INC. (NEW YORK NY)

AZ

12/13/2000 - 12/19/2000

FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)

NY

04/03/1998 - 08/13/1998

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/03/2013

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2015

Series 3 - National Commodity Futures Examination

BC

Issued 04/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Allan Desanto.
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