Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hand is a financial advisor with over 20 years of experience in the industry. William is currently registered with UBS Financial Services Inc., a firm that offers a wide range of financial services. Prior to that, William worked at Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc., Macquarie Capital (USA) Inc. and Bear, Stearns & Co. Inc. William is a Chartered Financial Analyst (CFA) and holds the Series 63, SIE, Series 87, Series 7 and Series 86 licenses. William specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/20/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
12/04/2015 - 10/26/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
10/03/2011 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/05/2011 - 07/27/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/30/2000 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
02/16/2000 - 10/13/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 02/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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