Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alfred Glenn III is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. William Alfred Glenn III is a financial professional with over 20 years of experience in the securities industry. William Alfred Glenn III has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2009. Previously, William Alfred Glenn III was registered with BANC OF AMERICA INVESTMENT SERVICES, INC. and CITICORP INVESTMENT SERVICES. William Alfred Glenn III has passed the Series 66, Series 7 and SIE exams. William Alfred Glenn III is licensed in 27 states and has been active in the industry since March 30, 2001. William Alfred Glenn III provides portfolio management for individuals and businesses, as well as pension consulting. William Alfred Glenn III also offers educational seminars, selection of other advisors, and performance measurement reports, allocation modeling, IPS, research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/29/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MILL VALLEY CA)
CA
12/20/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN RAFAEL CA)
CA
08/04/2003 - 01/11/2007
CITICORP INVESTMENT SERVICES (SAN ANSELMO CA)
MA
03/30/2001 - 08/27/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 05/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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