Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fritz is a financial advisor with Invicta Capital LLC, based in Oakmont, Pennsylvania. William has over 30 years of experience in the financial services industry, and holds a wide range of licenses and certifications, including the Series 7, Series 8, Series 24, and Series 63 exams. William is registered with the Financial Industry Regulatory Authority (FINRA) and is also licensed to conduct business in Connecticut, Florida, and Texas. Prior to joining Invicta Capital LLC, William held positions with Hudson Partners Securities LLC, MIT Associates, LLC, Oppenheimer & Co. Inc., Presidio Merchant Partners LLC, Presidio Capital Advisors, LLC, Deutsche Bank Securities Inc., Bear, Stearns & Co. Inc., CS First Boston Corporation, Salomon Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/03/2024 - Present
Invicta Capital LLC (OAKMONT PA)
CT
07/08/2019 - 12/08/2023
HUDSON PARTNERS SECURITIES LLC (GREENWICH CT)
CA
06/13/2018 - 06/14/2019
MIT ASSOCIATES, LLC (TIBURON CA)
FL
08/08/2012 - 12/04/2015
OPPENHEIMER & CO. INC. (BOCA RATON FL)
CO
03/07/2011 - 04/01/2011
PRESIDIO MERCHANT PARTNERS LLC (DENVER CO)
TX
10/23/2009 - 09/03/2010
PRESIDIO CAPITAL ADVISORS, LLC (DALLAS TX)
TX
04/14/2004 - 02/15/2008
DEUTSCHE BANK SECURITIES INC. (DALLAS TX)
NY
03/06/1995 - 04/21/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/07/1992 - 03/13/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/15/1983 - 01/17/1992
SALOMON BROTHERS INC. (NEW YORK NY)
NA
10/20/1982 - 03/15/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 10/03/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/04/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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