Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alfred Cotton is a financial advisor with Empower Financial Services, Inc., a firm based in Overland Park, KS. William has been in the financial industry since June 30, 2009. William is registered with FINRA and holds the Series 6, Series 26, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
01/04/2021 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
CT
12/19/2018 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
06/16/2017 - 10/27/2017
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
01/12/2015 - 10/27/2017
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CT
05/01/2014 - 01/06/2015
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
05/05/2008 - 06/09/2014
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 05/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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