Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alfred Carinci is an investment advisor representative associated with O'Shaughnessy Asset Management, LLC. William has been in the industry since 2002. William specializes in providing investment advice to individuals, corporations, and pooled investment vehicles. William is also a Registered Investment Advisor, and holds Series 7, 63, 66, and SIE securities licenses. William has previously been associated with MML Investors Services, LLC, Goldman Sachs & Co. LLC, and AllianceBernstein Investment Research and Management, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Assets under advisement (for uma)
1
2
CT
03/10/2023 - Present
O'Shaughnessy Asset Management, LLC (STAMFORD CT)
NY
09/23/2022 - 12/06/2022
MML INVESTORS SERVICES, LLC (EAST HILLS NY)
NY
09/03/2004 - 05/25/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
TN
07/22/2002 - 09/01/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
BOTH
Issued 10/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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