Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alexander Williams is a financial advisor with Oppenheimer & Co. Inc. He is currently registered in Illinois, Michigan, and Texas. William Alexander Williams has been in the financial services industry since December 16, 1985. William Alexander Williams has worked for a number of firms in the past, including Fifth Third/The Ohio Company, PaineWebber Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. William Alexander Williams has a wide range of experience and expertise, and he is committed to providing his clients with the highest level of service. He is also an active member of his community, and he is passionate about giving back. William Alexander Williams is a highly experienced financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
03/13/2018 - Present
Oppenheimer & Co. Inc. (PLYMOUTH MI)
OH
11/10/1992 - 03/11/1999
FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)
NJ
09/21/1988 - 11/18/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/15/1988 - 10/17/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/17/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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