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William Alexander Whitfield

TP Icap Global Markets Americas LLC

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About William Alexander Whitfield

William Alexander Whitfield is a financial professional with over 20 years of experience in the industry. William is currently registered with TP Icap Global Markets Americas LLC and has previously held positions at ICAP Securities USA LLC, Garban Capital Markets LLC, Quick & Reilly, Inc., TD Waterhouse Investor Services, Inc., Sands Brothers & Co., LTD., Ladenburg, Thalmann & Co., Inc., Josephthal Lyon & Ross Incorporated and Smith Barney Inc. William holds Series 63, Series 99TO, SIE and Series 7 licenses. William is licensed to provide financial services in New Jersey and New York.

Firm Information

William Whitfield is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Whitfield’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

12/01/2004 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NJ

04/12/2002 - 12/31/2004

GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)

NY

12/22/2000 - 04/24/2001

QUICK & REILLY, INC. (NEW YORK NY)

NE

03/03/1999 - 09/07/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

11/04/1997 - 06/26/1998

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

06/19/1997 - 10/01/1997

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

03/17/1997 - 06/05/1997

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

01/03/1997 - 04/03/1997

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Alexander Whitfield.
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