Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alexander Utz is an investment advisor representative with Huntleigh Advisors, Inc. William has been in the financial services industry since August 1994. William is registered with the state of Florida, Illinois, Missouri and Texas. William's primary office is located in Saint Louis, MO and William has been with Huntleigh Advisors, Inc. since June 1996. Prior to joining Huntleigh Advisors, Inc., William worked at LINSCO/PRIVATE LEDGER CORP. in Fort Mill, SC. William has a broad range of experience in the financial services industry, including working as a registered representative and a licensed securities trader. William also holds a Series 3 license, which allows him to trade commodity futures. William is committed to providing his clients with personalized financial advice that helps them meet their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
08/16/2024 - Present
Huntleigh Advisors, Inc. (ST. LOUIS MO)
MO
06/20/1996 - 09/24/2009
HUNTLEIGH SECURITIES CORPORATION (ST. LOUIS MO)
SC
04/14/1994 - 06/13/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 05/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Utz is the right advisor for you? Invested Better is here to help.
