Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alexander Smith is a financial advisor with over 14 years of experience in the financial services industry. William Smith is currently registered with Cambridge Investment Research Advisors, Inc. and has been with them since January 2025. Prior to that, William Smith was registered with NYLIFE SECURITIES LLC. William Smith is a Registered Representative and an Investment Advisor Representative. William Smith has a Series 6, 7, 63 and 65 licenses and has held licenses to sell securities in the District of Columbia, Florida, Georgia, Maryland, and Virginia. In addition to his work at Cambridge Investment Research Advisors, Inc., William Smith is also involved with several other businesses, including: IFS Consulting Group LLC, Will Power Enterprises, and Will Power Enterprises Inc, LLC. These businesses provide financial literacy training, commercial office space development and management, and insurance/benefits/human resources services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
01/06/2025 - Present
Cambridge Investment Research Advisors, Inc. (Woodbridge VA)
MD
03/01/2006 - 04/30/2010
NYLIFE SECURITIES LLC (BETHESDA MD)
IA
Issued 05/26/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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