Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Shumate is a financial advisor with over 38 years of experience in the industry. William currently works with LPL Financial LLC in INDIAN LAND, SC. Prior to LPL, William worked for several firms including KOVACK SECURITIES INC. and FSC SECURITIES CORPORATION. William is licensed to provide investment advice and financial services in South Carolina, North Carolina, Mississippi, New Jersey, and Tennessee. William has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
04/05/2019 - Present
LPL Financial LLC (INDIAN LAND SC)
SC
01/06/2012 - 03/29/2019
KOVACK SECURITIES INC. (Indian Land SC)
NC
12/18/2008 - 12/31/2011
NEXT FINANCIAL GROUP, INC. (CHARLOTTE NC)
NC
01/18/2001 - 12/18/2008
FSC SECURITIES CORPORATION (CHARLOTTE NC)
MA
10/26/1999 - 01/25/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/26/1999 - 01/25/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IN
06/01/1998 - 10/25/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
06/03/1981 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 09/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/18/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/23/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/01/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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