Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alexander Rawlings is a registered representative with PFS Investments Inc. William is licensed in Tennessee. William has passed the Series 63, Series 6TO and the SIE exams. William's first day in the securities industry was August 3, 2020. William is currently registered with PFS Investments Inc. which is based in Duluth, Georgia and was founded in 2000. PFS Investments Inc. specializes in providing portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TN
08/04/2020 - Present
PFS Investments Inc. (KNOXVILLE TN)
BC
Issued 09/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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