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William Alexander Engle

Vanguard Marketing Corp.

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About William Alexander Engle

William Engle has been in the financial industry since 1992. William is currently registered with Vanguard Marketing Corp. in Scottsdale, AZ. Previously, William was registered with COLE CAPITAL CORPORATION, AMERIPRISE FINANCIAL SERVICES, INC., PFS INVESTMENTS INC., QUICK & REILLY, INC., SCHWAB CAPITAL MARKETS L.P., BANCA IMI SECURITIES CORP. and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED. William is licensed to sell securities in all 50 states and the District of Columbia.

Firm Information

William Engle is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Engle’s Registration & Firm History

AZ

02/28/2011 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

AZ

01/22/2008 - 08/23/2010

COLE CAPITAL CORPORATION (PHOENIX AZ)

AZ

02/06/2006 - 01/23/2008

AMERIPRISE FINANCIAL SERVICES, INC. (PHOENIX AZ)

GA

12/16/2005 - 01/31/2006

PFS INVESTMENTS INC. (DULUTH GA)

NY

12/12/2003 - 02/09/2004

QUICK & REILLY, INC. (NEW YORK NY)

GA

11/14/2002 - 11/26/2003

PFS INVESTMENTS INC. (DULUTH GA)

CT

08/24/1995 - 08/02/2002

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

07/12/1993 - 04/11/1994

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NY

08/25/1988 - 07/19/1993

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/11/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Alexander Engle.
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