Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Aldred is a financial advisor with over 20 years of experience in the industry. William has held various roles at prominent firms such as UBS Financial Services Inc., Morgan Stanley, and Citigroup Global Markets Inc. William currently works at Wells Fargo Clearing Services, LLC, where he provides investment consulting services to institutional clients, along with financial planning and portfolio management services to individuals and businesses. William is registered with FINRA and holds Series 7, 9, 10, 24, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/11/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MA
11/18/2015 - 08/27/2018
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
06/01/2009 - 10/09/2015
MORGAN STANLEY (BOSTON MA)
MA
05/18/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
RI
10/20/2004 - 05/13/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
NY
08/23/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MN
09/10/1999 - 02/15/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/10/1999 - 02/15/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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