Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wilkes is a financial advisor who has been working in the industry since September 2, 1994. William is a registered representative of Cetera Investment Advisers LLC and is licensed in Arizona and Texas. William has worked with a number of firms in the past, including AIG Financial Advisors, Inc., H&R Block Financial Advisors, Inc., Waddell & Reed, Inc., Quick & Reilly, Inc., Tradestar Investments, Inc., Savoy Discount Brokerage, Smith Barney Inc. and U.S. Bancorp Securities. William provides financial planning, pension consulting, educational seminars, and selection of other advisers to his clients. William is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/22/2019 - Present
Cetera Investment Advisers LLC (PHOENIZ AZ)
AZ
06/23/2006 - 12/19/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
06/11/2003 - 07/06/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
KS
04/28/2003 - 06/16/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
07/27/1998 - 04/25/2003
QUICK & REILLY, INC. (NEW YORK NY)
TX
09/30/1997 - 07/02/1998
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
WA
07/12/1996 - 10/20/1997
SAVOY DISCOUNT BROKERAGE (SEATTLE WA)
NY
08/07/1995 - 07/11/1996
SMITH BARNEY INC. (NEW YORK NY)
OR
07/19/1994 - 07/17/1995
U.S. BANCORP SECURITIES (PORTLAND OR)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/08/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/09/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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