Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wilkes is a financial advisor with over 28 years of experience in the financial services industry. He is currently registered with Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, Illinois, and has held previous roles at various firms including AIG Financial Advisors, Inc., H&R Block Financial Advisors, Inc. and Waddell & Reed, Inc.. William Wilkes holds a variety of licenses and qualifications, including the Series 63, 65, 7, 8, 10 and 9 exams. William Wilkes specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. He is a registered investment advisor in Arizona and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/22/2019 - Present
Cetera Investment Advisers LLC (PHOENIZ AZ)
AZ
06/23/2006 - 12/19/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
06/11/2003 - 07/06/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
KS
04/28/2003 - 06/16/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
07/27/1998 - 04/25/2003
QUICK & REILLY, INC. (NEW YORK NY)
TX
09/30/1997 - 07/02/1998
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
WA
07/12/1996 - 10/20/1997
SAVOY DISCOUNT BROKERAGE (SEATTLE WA)
NY
08/07/1995 - 07/11/1996
SMITH BARNEY INC. (NEW YORK NY)
OR
07/19/1994 - 07/17/1995
U.S. BANCORP SECURITIES (PORTLAND OR)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/8/1996
Series 4 - Registered Options Principal Examination
BC
Issued 8/9/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Wilkes is the right advisor for you? Invested Better is here to help.
