Unclaimed
William Albert Herrera is an active securities representative and principal at Bulltick, LLC, a registered broker-dealer. William has been in the securities industry since September 21, 2003, and is licensed in Florida. William has previously held positions at Bulltick Investments, LLC, Bulltick Securities, LLC and CIC Capital.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/09/2008 - Present
Bulltick, LLC (Miami FL)
FL
07/22/2013 - 09/19/2014
BULLTICK INVESTMENTS, LLC (MIAMI FL)
FL
07/30/2008 - 09/19/2014
BULLTICK SECURITIES, LLC (MIAMI FL)
NA
10/09/1991 - 07/25/1996
CIC CAPITAL
BC
Issued 07/08/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/14/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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