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William Albert Herrera

Bulltick, LLC

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About William Albert Herrera

William Albert Herrera is an active securities representative and principal at Bulltick, LLC, a registered broker-dealer. William has been in the securities industry since September 21, 2003, and is licensed in Florida. William has previously held positions at Bulltick Investments, LLC, Bulltick Securities, LLC and CIC Capital.

Firm Information

William Herrera is currently registered with Bulltick, LLC. Bulltick, LLC is a Limited Liability Company formed on February 18, 2000 and is currently approved. The firm is registered in 14 states, including Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Illinois, Massachusetts, New Jersey, New York, Ohio, South Dakota, and Texas. The firm also has 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Herrera’s Registration & Firm History

FL

07/09/2008 - Present

Bulltick, LLC (Miami FL)

FL

07/22/2013 - 09/19/2014

BULLTICK INVESTMENTS, LLC (MIAMI FL)

FL

07/30/2008 - 09/19/2014

BULLTICK SECURITIES, LLC (MIAMI FL)

NA

10/09/1991 - 07/25/1996

CIC CAPITAL

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Licenses & Designations

BC

Issued 07/08/2008

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/14/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for William Albert Herrera. Review regulatory record here.
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