Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Albert Ham is an investment advisor representative at Cambridge Investment Research Advisors, Inc.. William has been in the industry since July 2, 2014, and has a strong record of success in helping clients achieve their financial goals. William has a deep understanding of the financial markets and a commitment to providing personalized service. William holds the Series 63, 65, 6, 7 and SIE licenses. William also has a background in insurance and benefits, and is a partner in a business entity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
08/02/2021 - Present
Cambridge Investment Research Advisors, Inc. (Southlake TX)
GA
05/21/2014 - 11/28/2018
JOHN HANCOCK DISTRIBUTORS LLC (ATLANTA GA)
BC
Issued 08/31/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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