Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Albert Ferguson is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with TIAA-CREF Individual & Institutional Services, LLC. William has held prior positions with several firms, including Citigroup Global Markets Inc., J.P. Morgan Securities LLC, TD Ameritrade Clearing, Inc., and H.D. Vest Investment Services. William holds several industry licenses and certifications. He is also a Registered Representative and Investment Advisor Representative in Texas. William has extensive experience in providing financial planning and portfolio management services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
05/28/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Van Alystne TX)
TX
11/29/2021 - 05/01/2023
CITIGROUP GLOBAL MARKETS INC. (Irving TX)
TX
11/30/2020 - 10/20/2021
J.P. MORGAN SECURITIES LLC (Plano TX)
TX
03/09/2018 - 10/22/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
03/09/2018 - 10/22/2020
TD AMERITRADE, INC. (Southlake TX)
TX
01/09/2015 - 02/12/2018
HD VEST INVESTMENT SERVICES (Irving TX)
TX
08/11/2011 - 10/23/2014
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
IL
11/29/2010 - 07/18/2011
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
06/04/2008 - 11/26/2010
CHARLES SCHWAB & CO., INC. (ORLAND PARK IL)
DC
10/23/2006 - 04/29/2008
E*TRADE SECURITIES LLC (WASHINGTON DC)
PA
03/13/2001 - 10/13/2006
FIDELITY BROKERAGE SERVICES LLC (WEXFORD PA)
MO
10/01/2000 - 02/27/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/05/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
LA
04/09/1999 - 03/21/2000
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
VA
01/27/1998 - 04/12/1999
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
OH
09/23/1996 - 09/25/1997
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
PA
12/23/1994 - 10/04/1996
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
01/15/1993 - 12/23/1994
PNC SECURITIES CORP (PITTSBURGH PA)
NA
02/12/1991 - 01/20/1993
FEDERATED SECURITIES CORP.
PA
10/02/1989 - 01/20/1993
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NA
09/26/1988 - 11/03/1988
FIRST INVESTORS CORPORATION
BOTH
Issued 01/22/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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