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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Albert Behrend is a financial advisor with over 22 years of experience in the financial services industry. William is currently registered with Morgan Stanley and is licensed in multiple states, including Indiana and Texas. Previously, William has been associated with firms such as MML INVESTORS SERVICES, LLC, FIFTH THIRD SECURITIES, INC., CITY SECURITIES CORPORATION, PRUCO SECURITIES, LLC., and IL SECURITIES, INC. William provides financial planning, portfolio management, and educational seminars to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IN
05/03/2024 - Present
Morgan Stanley (Indianapolis IN)
IN
04/14/2022 - 04/29/2024
MML INVESTORS SERVICES, LLC (Indianapolis IN)
OH
06/26/2006 - 04/11/2022
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IN
01/26/2005 - 06/16/2006
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
NJ
05/09/2002 - 01/28/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
11/22/2000 - 04/18/2002
IL SECURITIES, INC. (WEST DES MOINES IA)
BOTH
Issued 06/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/2009
Series 4 - Registered Options Principal Examination
BC
Issued 08/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/10/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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