Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alan Worrell is a financial professional with over 20 years of experience in the financial industry. Currently, William is registered with M Holdings Securities, Inc. in Birmingham, Alabama. He is a licensed Series 6, 7, 63 and 65 advisor, as well as holding the SIE designation. William has previously worked with FNBB Capital Markets, LLC and ProEquities, Inc., both located in Birmingham, Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
02/01/2019 - Present
M Holdings Securities, Inc. (Birmingham AL)
AL
01/04/2007 - 02/07/2019
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
AL
09/23/1998 - 12/31/2006
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 12/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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