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William Alan Sweet

Ritholtz Wealth Management

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About William Alan Sweet

William Sweet is a financial advisor with over 15 years of experience in the industry. William has a strong background in financial planning and portfolio management. William is currently registered with Ritholtz Wealth Management and is licensed to provide investment advice in New York. William has a deep understanding of the financial markets and is committed to helping clients achieve their financial goals.

Firm Information

William Sweet is currently registered with Ritholtz Wealth Management. Ritholtz Wealth Management is an investment advisory firm located in NEW YORK, NY. They offer a variety of services including financial planning, pension consulting, selection of other advisers, and portfolio management for individuals and businesses. The firm has a total of 10,501 client accounts with a total of $5,044,156,635 in assets under management.
Ritholtz Wealth Management

24 WEST 40TH STREET

NEW YORK, NY 10018

$5.04B

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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good advice; liftoff - automated advisory services

Good advice; liftoff - automated advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Sweet’s Registration & Firm History

NY

06/21/2021 - Present

Ritholtz Wealth Management (NEW YORK NY)

NY

06/18/2009 - 01/28/2016

H. BECK, INC. (TUXEDO NY)

NY

12/10/2007 - 06/18/2009

GENWORTH FINANCIAL SECURITIES CORPORATION (TUXEDO NY)

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Licenses & Designations

BOTH

Issued 01/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/2016

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William Alan Sweet.
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