Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Sterling is a financial advisor with Tritonpoint Wealth, LLC. William has been a registered representative for over 18 years and has experience in the financial industry. William has the following licenses: Series 7, Series 10, Series 9, Series 24, Series 63 and Series 66. William has worked for several firms in the past including Goldman Sachs & Co. LLC and Charles Schwab & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
10/18/2023 - Present
Tritonpoint Wealth, LLC (CHEVY CHASE MD)
NY
03/31/2023 - 11/03/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
VA
08/31/2009 - 04/15/2019
CHARLES SCHWAB & CO., INC. (TYSONS CORNER VA)
NY
04/02/2007 - 03/13/2008
MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)
NY
02/23/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 06/09/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/17/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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