Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Rock is a financial advisor with Nylife Securities LLC. William has been in the industry since 1990. William is registered in Arkansas, Colorado, Kentucky, Louisiana, Texas, and Virginia. William specializes in investment company products and variable contracts, direct participation programs, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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LA
04/10/1990 - Present
Nylife Securities LLC (SHREVEPORT LA)
BC
Issued 08/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/26/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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