Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lupi is a financial advisor who has been active in the industry since 2005. He is currently registered with Truist Advisory Services, Inc. and has been with the firm since 2020. Prior to that, William was a financial advisor at BB&T SECURITIES, LLC, BB&T INVESTMENT SERVICES, INC., PNC INVESTMENTS, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. William holds the Series 6, 7, 63, 65, and 66 licenses, as well as the SIE exam. He specializes in providing financial planning, portfolio management for individuals and businesses, and publication of periodicals. William has experience working with a variety of client types, including high-net-worth individuals, corporations, individuals other than high-net-worth, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/16/2020 - Present
Truist Advisory Services, Inc. (CARLISLE PA)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
PA
09/18/2017 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (HERSHEY PA)
PA
04/07/2015 - 07/25/2017
PNC INVESTMENTS (CAMP HILL PA)
PA
04/09/2010 - 10/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CAMPHILL PA)
PA
10/15/2002 - 02/17/2010
WELLS FARGO ADVISORS, LLC (HARRISBURG PA)
BOTH
Issued 05/15/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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