Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Adona Bagby is a financial professional with over 23 years of experience in the industry. William currently works with Ameriprise Financial Services, LLC, a firm headquartered in Minneapolis, Minnesota. William has held previous roles with firms such as MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BABSON SECURITIES CORPORATION. Ameriprise Financial Services, LLC manages over $479 billion in assets and serves a wide range of clients including high-net-worth individuals, corporations, trusts/estates, and charitable organizations. William specializes in financial planning, portfolio management, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/27/2023 - Present
Ameriprise Financial Services, LLC (Raleigh NC)
MA
07/21/2004 - 04/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
NC
03/23/1999 - 03/02/2004
BABSON SECURITIES CORPORATION (CHARLOTTE NC)
RI
08/08/1997 - 09/15/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 08/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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