Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Garlow is a financial advisor who has been in the industry since 1992. William is currently registered with TD Private Client Wealth LLC, where he is a registered representative in 33 states and an investment advisor representative in 32 states. William's previous roles have included working for M&T Securities, Inc., UBS Financial Services Inc., Halpert and Company, Inc., and Oppenheimer & Co., Inc. William has extensive experience in the financial services industry, with a broad range of licenses and certifications, including Series 3, 7, 9, 10, 63, 66 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
10/26/2018 - Present
TD Private Client Wealth LLC (NEW YORK NY)
MD
12/24/2008 - 06/11/2013
M&T SECURITIES, INC. (BALTIMORE MD)
MD
01/15/1993 - 12/02/2008
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
NJ
06/12/1992 - 01/28/1993
HALPERT AND COMPANY, INC. (MILLBURN NJ)
NY
11/10/1992 - 01/25/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 05/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2001
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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