Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Frankenstein is a financial professional with over 40 years of experience in the financial services industry. William has been a registered representative since 1982 and has held various positions at several firms, including New England Securities, Financial West Group, and MML Investors Services, LLC. Currently, William is an Investment Advisor Representative at Sovran Advisors, LLC where William provides financial planning and asset management services to individuals, families, and businesses. William is also a Certified Financial Planner and holds a Series 7, Series 24, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/28/2024 - Present
Sovran Advisors, LLC (SAN DIEGO CA)
CA
03/25/2017 - 03/06/2024
MML INVESTORS SERVICES, LLC (Los Angeles CA)
CA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WOODLAND HILLS CA)
CA
09/04/2002 - 01/02/2015
NEW ENGLAND SECURITIES (WOODLAND HILLS CA)
NV
05/27/1999 - 08/16/2002
FINANCIAL WEST GROUP (RENO NV)
DE
10/09/1995 - 04/05/1999
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
04/10/1992 - 10/10/1995
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
MA
04/06/1983 - 04/07/1992
ASSOCIATED PLANNERS SECURITIES CORPORATION (BOSTON MA)
NA
12/21/1982 - 03/17/1983
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
BC
Issued 07/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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