Unclaimed
William A. Brown is a registered representative with Rothschild Investment LLC in Chicago, IL. William holds the Series 7 and SIE licenses and has been in the financial industry since May 13, 2016. Rothschild Investment LLC provides investment advisory services to individuals, businesses, and charitable organizations. The firm also offers pension consulting services and assists in the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
05/14/2016 - Present
Rothschild Investment LLC (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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