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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Boggs is a financial advisor currently registered with LPL Financial LLC in Newport Beach, California. William has been in the industry since 2007, and has experience working for various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Securian Financial Services, Inc.. William holds a Series 7, Series 24, and Series 66 license, as well as a SIE designation. William is also a Certified Financial Planner. William provides investment advisory services through Pence Wealth Management Corporation, an independent investment advisor firm. William's experience and expertise are valuable assets to his clients, providing them with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/18/2018 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
09/07/2011 - 09/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
08/27/2010 - 08/10/2011
CAPITAL ANALYSTS, INCORPORATED (LA JOLLA CA)
CA
10/16/2008 - 09/02/2009
SECURIAN FINANCIAL SERVICES, INC. (SAN DIEGO CA)
CA
11/11/2005 - 09/30/2008
SECURITIES AMERICA, INC. (SAN DIEGO CA)
BOTH
Issued 11/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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