Invested Better
Unclaimed

Unclaimed

Unclaimed

Willem Hendrik Sutherland

BA Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Willem? Claim Your Profile

About Willem Hendrik Sutherland

Willem Hendrik Sutherland is a securities professional with over 18 years of experience in the financial services industry. Willem has held positions at several prominent firms, including ING Financial Markets LLC and ABN AMRO Incorporated. Willem is currently registered with Ba Securities, LLC, a firm headquartered in New York City. Willem is a Series 7, 24, 63, 79, and SIE licensed professional, and holds registrations in Connecticut, New York, and Pennsylvania.

Firm Information

Willem Sutherland is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Willem Sutherland’s Registration & Firm History

NY

04/05/2024 - Present

BA Securities, LLC (NEW YORK NY)

MO

04/10/2023 - 04/01/2024

M&A SECURITIES GROUP, INC. (KANSAS CITY MO)

NY

09/12/2006 - 01/08/2021

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

03/17/2003 - 09/15/2006

ABN AMRO INCORPORATED (NEW YORK NY)

Not sure if Willem Hendrik Sutherland is right for you?

Licenses & Designations

BC

Issued 07/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2022

Series 24 - General Securities Principal Examination

BC

Issued 12/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/09/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Willem Hendrik Sutherland.
Not sure if Willem Hendrik Sutherland is right for you?